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1 From the Laboratories of Membrane Biochemistry and Biophysics and Clinical Studies, National Institute on Alcohol Abuse and Alcoholism, Bethesda, MD.
2 M Linnoila is deceased. 3 Address reprint requests to N Salem Jr, LMBB, NIAAA, Park 5, Room 158, 12420 Parklawn Drive, Rockville, MD 20852. E-mail: nsalem{at}niaaa.nih.gov.
ABSTRACT
Low concentrations of a metabolite of serotonin found in cerebrospinal fluid (CSF), 5-hydroxyindolacetic acid (5-HIAA), are strongly associated with suicidal and violent behaviors. Although lowering of plasma total cholesterol has been suggested to increase mortality from suicide and violence by decreasing concentrations of CSF 5-HIAA via changes in membrane biophysical properties, highly unsaturated fatty acids may play a more important role. Violent and nonviolent comparison groups, early- and late-onset alcoholics, and healthy comparison subjects were studied to control for alcohol use and predisposition to violence. Fasting plasma total cholesterol and CSF were assayed under stringently controlled conditions. When all groups were combined (n = 234), plasma cholesterol concentrations had a weak positive correlation with CSF 5-HIAA (r = 0.18, P < 0.01). However, age correlated with both plasma total cholesterol and CSF 5-HIAA concentrations. When age was included in multiple regression models, the correlation between cholesterol and CSF 5-HIAA concentrations was not significant. Cholesterol correlated weakly with CSF 5-HIAA concentrations only in late-onset alcoholics after age was controlled for, but the relation was not significant after correction for multiple testing. CSF homovanillic acid did not correlate with plasma total cholesterol in any group. Plasma total cholesterol had no apparent relation to CSF neurotransmitter metabolites in any group of subjects. Highly unsaturated essential fatty acids, which are also critical determinants of membrane biophysical properties and may be linked to brain serotonin concentrations, should also be considered in studies examining the effect of lowering fat intake on the incidence of suicide and violence.
INTRODUCTION
The hypothesis that therapies that lower plasma cholesterol also increase mortality from suicide and violent behaviors remains controversial. Some studies on lowering plasma cholesterol have reported increased deaths from suicide, homicide, and accidents (13), whereas others have shown no association (47). In contrast, 2 reports suggested that reduced hostility (8, 9) and reduced depression (8) were associated with increased consumption of highly unsaturated n3 fatty acids. One critical hypothesis is that low concentrations of plasma total cholesterol are related to low concentrations of cerebrospinal fluid (CSF) 5-hydroxyindolacetic acid (5-HIAA) via alterations in physical properties of neuronal membranes (1, 10). Low CSF 5-HIAA has been a cited as a mechanism that may link low plasma cholesterol concentrations with increased suicide and violence. CSF 5-HIAA, the principal metabolite of serotonin, strongly predicts serotonin turnover in the human frontal cortex (11). Low concentrations of CSF 5-HIAA have been repeatedly and robustly associated with impulsive behaviors (12), and specifically suicide (13) and violence (14, for review see 15). However, the association between plasma cholesterol and CSF 5-HIAA concentrations was directly tested in only one human study, which unfortunately lacked a control group. In 72 subjects with a history of suicide attempts, no relation was found between plasma total cholesterol and CSF 5-HIAA concentrations, and a weak positive correlation was found between HDL and CSF 5-HIAA concentrations (16), contrary to the prediction that therapies that improve cholesterol profiles might lower CSF 5-HIAA concentrations (1, 10).
Methodologic problems in 2 other studies included the use of indirect measures of central serotonin turnover rate, lack of control for age, alcohol intake, and predisposition to violence, lack of control groups, and small sample size (17, 18). Age (4, 19, 20) and alcohol use (2124) can be powerful confounders in testing for a relation between plasma total cholesterol and CSF 5-HIAA concentration, depression, or suicide. In a study of elderly subjects, Brown et al (4) found that a weak association between plasma total cholesterol and depression rating scores was not significant after correction for age, self-report of health status, and physical function. In low doses, alcohol can increase HDL concentrations (21), but chronic, excessive consumption sufficient to cause hepatic damage can increase total cholesterol concentrations by disturbing apolipoprotein metabolism (22). Acute intake of alcohol releases serotonin and raises central serotonin concentrations whereas chronic usage depletes central serotonin concentrations (23, 24). Unique relations between plasma cholesterol and CSF 5-HIAA concentrations may exist in subjects predisposed to violence or suicide, such as early-onset alcoholics (25) or homicidal offenders, in whom low concentrations of CSF 5-HIAA (26, 27) and low plasma total cholesterol concentrations (14, 28), respectively, have been reported. Moderate alcohol intake can deplete highly unsaturated fatty acids from cortical tissues in adult felines and rhesus monkeys (29, 30). In an attempt to control for these potential confounders, we tested for significant correlations between plasma total cholesterol and CSF 5-HIAA concentrations in subjects with a history of violence, in a comparison group without a history of violence matched for alcohol use, in healthy subjects, and in 2 subgroups of recently abstinent alcoholics. Using these groups, we were able to control for use of alcohol, history of violence, and age in well-characterized subjects in the stringently controlled environment of a clinical research unit.
SUBJECTS AND METHODS
Subjects
All of the above-described subject groups were mutually exclusive. All subjects were admitted to the inpatient research ward of the National Institute on Alcohol Abuse and Alcoholism (NIAAA) at the National Institutes of Health Clinical Center in Bethesda, MD, and provided written, informed consent before study under protocols 94-AA-0164 or 83-M-10 as approved by the NIAAA Institutional Review Board. Healthy comparison subjects and violent and nonviolent comparison subjects completed the Structured Clinical Interview for Diagnosis (31). Early- and late-onset alcoholics completed the Schedule for Affective Disorders (32). Interviews were blind-rated by a research social worker and a psychiatrist with subsequent review by a senior research psychiatrist. At the time of the study, all subjects were free of medication for 3 wk, had negative urine drug screen results, were free of major medical disorders on the basis of history, physical exam, and clinical chemistry results, and did not meet criteria for current or lifetime major psychotic illnesses or bipolar affective disorder. All were free of a lifetime history of regular intravenous drug abuse or current codependence on any drugs. None had received monoamine oxidase or serotonin reuptake inhibitors in the 3 mo before the study. Michigan Alcoholism Screening Test (MAST) scores (33), Hollingshead ratings of socioeconomic class, and Buss-Durkee hostility scales (34) were obtained for all subjects. Information on recent and chronic alcohol consumption was obtained from a structured research questionnaire (35). Detoxified alcoholics met Research Diagnostic Criteria (36) and Diagnostic and Statistical Manual of Mental Disorders, 3rd ed, revised (37) criteria for alcoholism, had negative urine drug screen results, and had been abstinent from alcohol for between 21 and 63 d at the time of study, confirmed by random breath and urine testing. Healthy comparison subjects had no lifetime history of alcohol dependence in addition to the previously described criteria. Early-onset alcoholics were defined by onset of excessive alcohol use before their 25th birthday. Age of onset was calculated by subtracting years of excessive alcohol consumption from current age. Plasma was available for lipid analysis for 127 of the 131 alcoholics, for whom differences in CSF monoamine metabolite concentrations among early- compared with late-onset alcoholics were reported previously (27). Plasma and CSF metabolite concentrations were also available for 49 healthy comparison subjects, 27 violent subjects, and 31 nonviolent comparison subjects. Violent and nonviolent comparison groups were distinguished by their histories of violent behaviors but contained equal proportions of alcohol-dependent subjects, as described below.
Both violent subjects and nonviolent comparison subjects were recruited by newspaper advertisement. Inclusion criteria for violent subjects included having a lifetime history of multiple (>5) episodes of violent physical aggression that had actually caused or had clear potential to cause bodily harm. Examples of these episodes included pushing someone down stairs, punching someone in the face or body, kicking, stabbing, and threatening with a gun in a fit of anger. All subjects reported having recent episodes of violent behavior (within the past 3 mo) or having withdrawn from a significant personal relationship to avoid such episodes. All violent subjects reported at least one episode of violence unrelated to alcohol intoxication or withdrawal. Exclusionary criteria for violent and nonviolent control subjects included a history of seizure or other neurologic disorders, history of head trauma that resulted in loss of consciousness, or a lifetime history of abuse or dependence on cocaine, amphetamines, or other illicit drugs. Thirteen of 27 violent subjects and 13 of 31 nonviolent subjects had a current history of alcohol dependence. Thus, the number of alcohol-dependent subjects in the nonviolent comparison group was similar to that in the violent group. Nonviolent comparison subjects reported having had no episodes of violent physical aggression in their lifetime.
All subjects were maintained on a low-monoamine diet (38) for a minimum of 3 d before the lumbar puncture and blood sampling. This diet did not restrict fish, meat, poultry, or oil consumption. Lumbar punctures were performed as described previously (27). All samples for analysis were prepared from the first 12 mL CSF collected and were frozen at 80°C until analyzed. Both samples of CSF used to quantify neurotransmitter metabolite concentrations and fasting plasma samples used to quantify total cholesterol concentrations were obtained within 2 h of each other from healthy volunteers and early- and late-onset alcoholics and within 1 wk of the lumbar puncture from the violent and nonviolent comparison subjects.
Plasma total cholesterol assays
For healthy comparison subjects and early- and late-onset alcoholics, plasma total cholesterol was quantified with a sterol esterase colorimetric assay (catalogue no. 352; Sigma Chemical Co, St Louis) by using authentic Centers for Disease Control and Prevention standards (catalogue no. C7921; Sigma Chemical Co). Four standard curves were produced and samples were assayed in triplicate on a Hewlett Packard 8452 spectrophotometer (Hewlett Packard, Wilmington, DE). When plasma samples had been subjected to thawing and refreezing, within- and between-run CVs were <3% and 5%, respectively. For the violent and nonviolent comparison subjects, an automated colorimetric sterol esterase assay was performed on fresh samples in the clinical laboratories within the Clinical Center of the National Institutes of Health (Hitachi 917; Boehringer Mannheim, Inc, Indianapolis). All samples were collected in heparin. This method was also standardized to authentic Centers for Disease Control and Prevention standards.
Neurotransmitter metabolite assays
Concentrations of the major metabolites of serotonin and dopamine, 5-HIAA and homovanillic acid (HVA), respectively, were quantified in the CSF with HPLC using electrochemical detection for healthy volunteers and early- and late-onset alcoholics (39). Samples from alcoholics were assayed in one group whereas samples from healthy volunteers were assayed in batches. Within- and between-run CVs were <10%, as reported previously (27, 39). For the violent and nonviolent comparison subjects, CSF 5-HIAA and HVA were quantified by gas chromatographymass spectroscopy using deuterated internal standards and within- and between-run CVs were <5%, as reported previously (40). The 2 assays yielded comparable results (40).
Statistical analyses
Statistical analyses were performed by using STATISTICA for WINDOWS 1.0 (Statsoft, Tulsa, OK) and STATVIEW 4.1 (Abacus Concepts, Berkeley, CA). Differences between groups were examined by using analyses of variance. In separate analyses, Pearson product-moment correlation coefficients were computed to assess the relations between each CSF monoamine metabolite concentration and age, total cholesterol, liver enzymes, frequency of alcohol consumption, quantity of alcohol consumption, height, weight, body mass index, and Hollingshead social class score. Forward stepwise multiple regression analysis was also computed. Bonferroni corrections for multiple post hoc testing were made throughout, as appropriate.
RESULTS
Plasma total cholesterol did not differ between the groups despite inclusion of groups of early-onset alcoholics and violent subjects, who are at risk for violent and suicidal behavior (Table 1) (1, 10). However, as expected, hostility scores were greater in the violent group and early-onset alcoholics than in the other groups. The violent group had the highest total score on the Buss-Durkee hostility scale and was significantly different from all other groups (Table 2). The Buss-Durkee total score for early-onset alcoholics differed significantly from all other groups except for the late-onset alcoholics. Early-onset alcoholics scored significantly lower in socioeconomic class than the did healthy comparison and violent and nonviolent groups (Table 3). The late-onset alcoholics were significantly older than the early-onset alcoholics and healthy comparison subjects.
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TABLE 1.. Plasma cholesterol and neurotransmitter metabolite concentrations1
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TABLE 2.. Descriptive variables of study groups
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TABLE 3.. Alcohol-related variables1
Early- and late-onset alcoholics reported significantly higher alcohol consumption than did either the healthy comparison subjects, the violent group, or the nonviolent group (Table 3). The violent group did not differ from the nonviolent group in frequency or quantity of alcohol intake, aspartate transaminase (AST) activity, alanine transaminase (ALT) activity, results of the CAGE questionnaire (33), or the MAST. Likewise, the early- and late-onset alcoholics did not differ from each other in these measures of alcohol usage or liver damage.
No differences in CSF HVA were found in a 5-group comparison. In a 2-group comparison of healthy comparison subjects and early-onset alcoholics there was no significant difference (P < 0.02) after correction for multiple testing (Table 3). In a 2-group comparison of early- and late-onset alcoholics, differences in CSF 5-HIAA (P < 0.05) and HVA (P < 0.07) were similar to those reported by Fils-Aime et al (27), but with the inclusion of healthy comparison subjects and violent and nonviolent subjects, no differences were found in a 5-group comparison. No significant differences in CSF 5-HIAA remained after correction for multiple testing comparing healthy comparison subjects to the violent group (P < 0.03) and comparing the violent with the nonviolent groups (P < 0.02). In this study, significant differences in CSF 5-HIAA concentrations were found only between the violent group and the late-onset alcoholics (P < 0.001) (Table 4).
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TABLE 4.. Univariate correlational coefficients (r) predicting CSF 5-HIAA by group
Univariate regression results
When all groups were combined (n = 234), age was significantly correlated with both plasma total cholesterol (r = 0.29, P < 0.0001) and CSF 5-HIAA (r = 0.23, P < 0.0005) concentrations and was thus considered a significant confounding factor in the relation between plasma total cholesterol and CSF 5-HIAA. Height was weakly correlated with CSF 5-HIAA concentration when all groups were combined (r = 0.14, P < 0.05). Measures of alcohol consumption that included frequency, quantity, MAST scores, CAGE scores, and measures of alcohol-related complications that included ALT and AST assays did not predict CSF 5-HIAA or CSF HVA concentrations in any group or when all groups were combined.
Analysis of predictors of CSF 5-HIAA
In univariate correlational analysis without correction for age, plasma total cholesterol was weakly correlated with CSF 5-HIAA concentrations when all groups were combined (n = 234; r = 0.18, P < 0.01) (Table 4). The independent factors that predicted CSF 5-HIAA at a minimum of P < 0.05 (age, height, and plasma total cholesterol) were included in forward stepwise multiple regression analysis models applied to each group. In this multiple regression model, only age and height were selected as predictors of CSF 5-HIAA concentrations when all groups were combined (ß = 0.25, r2 = 0.06, P < 0.005). In healthy comparison subjects, age alone was selected as a predictor of CSF 5-HIAA concentrations (ß = 0.33, r2 = 0.11, P < 0.05). In forward stepwise multiple regression models, total cholesterol remained weakly correlated with CSF 5-HIAA concentrations only in the late-onset alcoholics (ß = 0.39, r2 = 0.16, P < 0.05). The late-onset alcoholic group did not have a normal distribution of age, CSF 5-HIAA concentrations, or height, which may account for the weakly positive correlation between CSF 5-HIAA and total cholesterol concentrations that did not remain significant after correction for multiple testing.
CSF 5-HIAA and CSF HVA concentrations were significantly intercorrelated (r = 0.66, P < 0.0001) when all groups were combined, consistent with previous reports (11, 15, 19, 27, 40). Thus, if plasma total cholesterol concentrations were robustly correlated with CSF 5-HIAA, then it should also predict CSF HVA concentrations. However, plasma total cholesterol failed to predict CSF HVA concentrations in any group or when all groups were combined or in any multiple regression model.
DISCUSSION
In this study, no association was found between plasma total cholesterol and CSF 5-HIAA concentrations in 2 groups of subjects predisposed to violent and suicidal behavior, 2 comparison groups, or in healthy comparison subjects. These findings failed to confirm the hypothesis that low total cholesterol concentrations in plasma might predict low concentrations of 5-HIAA in CSF. This relation has been advanced as a mechanism linking cholesterol-lowering therapies with increased mortality from violence and suicide (1, 10) because of the strong association between low concentrations of CSF 5-HIAA and suicidal and violent behaviors. Both drug and dietary therapies prescribed to lower plasma cholesterol can alter tissue concentrations of highly unsaturated fatty acids (41), which are highly concentrated in neuronal tissues. Depletion of highly unsaturated fatty acids from neuronal membranes may have more important biophysical consequences in modulating serotinergic neurotransmission than do alterations in cholesterol concentration.
We tested for a relation between CSF 5-HIAA and plasma total cholesterol concentrations while controlling for potentially confounding factors including age, alcohol consumption, height, and predisposition to violence and suicide. After including age and height in stepwise multiple regression models, no relation was found between plasma total cholesterol and CSF 5-HIAA concentrations when all groups were combined or in any of the subgroups studied. A weak relation remained between plasma total cholesterol and CSF 5-HIAA concentrations in late-onset alcoholics after correction for age and height, but this relation was not significant after correction for multiple testing. No relation between plasma cholesterol and CSF 5-HIAA concentration was found in the violent subjects or early-onset alcoholics, who were the subjects most predisposed to violence or suicide (25). In this study, CSF 5-HIAA and HVA concentrations were significantly intercorrelated, as is the case in healthy volunteers and in most groups of psychiatric patients (11, 15, 19, 27). This finding is probably due to multiple reciprocal interactions between the central serotinergic and dopaminergic systems (42). Thus, the lack of an association between plasma total cholesterol and CSF HVA concentrations in any group adds further confidence to the finding of a lack of association between plasma total cholesterol and CSF 5-HIAA concentrations.
In contrast with reports of lower plasma total cholesterol concentrations in homicidal offenders (28) and in subjects who had medically serious suicide attempts (43, 44), no differences were found in plasma total cholesterol concentrations between the violent subjects and early-onset alcoholics and the other groups. One possible explanation is that homicidal offenders and subjects with medically serious suicide attempts are more impulsive and are a genetically distinct population from the violent and early-onset alcoholic groups. Genetic variants in apolipoproteins or their receptors could account for lower plasma cholesterol concentrations in these groups. Corrigan et al (45) reported that violent prisoners have higher concentrations of apolipoprotein A-IV (P < 0.000001) and apolipoprotein E (P < 0.0002) than the general population. These apolipoproteins are involved in the transport of both cholesterol and polyunsaturated fatty acids (PUFAs). In HDLs, n3 fatty acids predicted apolipoprotein E concentrations in the offender group but not in the control group. Corrigan et al (45) also reported low concentrations of plasma docosahexaenoic acid in these violent offenders, which replicated the findings of Virkkunen et al (46), who reported low concentrations of docosahexaenoic acid in violent offenders with antisocial personality disorder. These findings may suggest that abnormalities in plasma cholesterol concentrations and PUFA transportation may be linked by abnormalities in apolipoprotein metabolism.
Endelberg (10) and Muldoon et al (1) proposed that lowering dietary intake of cholesterol, resulting in lowered serum cholesterol, may reduce concentrations of cholesterol in neuronal membranes. Biophysical alterations of membrane properties caused by depleted cholesterol could alter receptor conformation, binding kinetics, or the activity of membrane-bound enzymes and result in reduced serotonin concentrations in the central nervous system. The biophysical hypothesis put forth by Engelberg (10) seems biologically implausible for total cholesterol but not for highly unsaturated essential fatty acids, in light of the following observations:
Previously, we suggested that plasma total cholesterol may be a surrogate marker for changes in highly unsaturated fatty acid intake or metabolism, which could have a primary role in central serotonin turnover rate (69). In healthy control subjects, we reported (70) that CSF 5-HIAA concentration was robustly correlated with total long-chain PUFAs in plasma (Figure 1), despite correction for age and measures of alcohol intake, which is consistent with this interpretation (69). One point (430 mg long-chain PUFAs/L) could be defined as an outlier because it is >2 SDs from the mean although there was no a priori reason to exclude this subject from analysis. When this point was removed from the regression analysis between plasma long-chain PUFA and CSF 5-HIAA concentrations, the resulting correlation (r = 0.307, P < 0.04) was not significantly different in magnitude from the original figure. Total long-chain PUFAs, defined as the sum of 20- and 22-carbon essential fatty acids, also predicted CSF concentrations of HVA, the major metabolite of dopamine (r = 0.47, P < 0.001). We caution that a causal relation has not yet been shown linking central serotonergic function and dietary or plasma lipids including total cholesterol or highly unsaturated essential fatty acids. The results of 2 recent intervention studies are consistent with this possible causal relation. Piglets were fed 1 of 4 infant formulas for 18 d (71). The formulas were either adequate (C-) or deficient (D-) in 18:2n6 and 18:3n3 or contained supplemental arachidonic acid (0.2%, D+) and docosahexaenoic acid (0.16%, C+). Frontal cortex concentrations of serotonin, tryptophan, dopamine, HVA, and norepinephrine were elevated in the D+ and C+ formula groups. Subjects with bipolar affective disorder were treated with 9 g eicosapentaenoic acid + docosahexaenoic acid in a blinded placebo-controlled trial (72). The reductions in manic and depressive episodes were so significant that the trial was stopped after 4 mo. Although plasma total cholesterol concentrations do not predict CSF 5-HIAA concentrations in the populations examined in this study, a relation may yet be found in other more impulsive populations, such as subjects with medically serious suicide attempts. Prospective studies are required to determine the relation between consumption of highly unsaturated fatty acids, cholesterol metabolism, and violent and suicidal behavior or their neurotransmitter metabolites.
FIGURE 1. . Scattergram and simple regression analysis of the relation between plasma total long-chain polyunsaturated fatty acids (20- and 22-carbon fatty acids; LCPUFAs) and cerebrospinal fluid 5-hydroxyindolacetic acid (5-HIAA), a metabolite of serotonin. Regression analysis does not change with exclusion of the outlier. Reproduced with permission from reference 69.
ACKNOWLEDGMENTS
We acknowledge the important contributions of Ivan Mefford in determining neurotransmitter metabolite concentrations, Robert Rawling for statistical review, Gerald Brown for patient assessment, and Burton J Litman for editorial comments.
REFERENCES